Invesco recruitment 2019-Apply online: Invesco is inviting eligible candidates to apply online for the position of Compliance Analyst. Candidates can find their eligibility from below details .Eligible and interested candidates can apply from the source may provided at the bottom of this article. This content to be used only for informational purpose and not responsible for the inaccuracy or deficiency of the provided information.
Experience required:02-04 years
Post Name: Compliance Analyst
Job Description:Address day to day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology related or manual controls created and applied during this process Perform daily review of portfolio transactions and monitor compliance investment restrictions as they apply to holdings and transactions, identifying breaches and following up with respective teams (i.e. Regional Compliance, Portfolio Manager, etc.) to ensure rectification Prepare documentation to support reviews conducted and to substantiate/demonstrate adequate processes/controls to meet applicable regulatory requirements Maintaining the Compliance Block facility, ensuring that the necessary systems are updated to reflect the current blocks position Assist in resolving queries from regional compliance team and Front Office on compliance matters Assist with ongoing review of relevant processes and procedures to ensure best practice Prepare Monthly Metrics report from OMS or any other similar tool for senior management Conduct forensic, periodic, and transactional testing to ensure compliance of the investment manager, with all applicable state, federal and self-regulatory agency requirements. Interact with members of regional compliance teams to assess, document, monitor, report, develop, coordinate, and implement various compliance monitoring activities, ongoing testing and related controls. Assist in Compliance related projects and responsibilities. Work with APAC Region i.e. 6:30am to 3:30pm IST however this could change based on business requirement.
Salary: Not disclosed by Recruiter.
No of Vacancy: 01 or More
Time and venue: NA
Contact : HR
Opening Date: 26-06-2019
About Company : Our aspiration is for our workforce to continually reflect the diversity of people and perspectives in today’s evolving society, which we believe is fundamental to our efforts to help our clients and employees get more out of life. Invesco is an Equal Opportunity Employer. We are committed to equal employment opportunity for all job applicants and employees. No job applicant or employee will be discriminated against because of race, religion, color, sex, sexual orientation, gender, sexual/gender identity, age, disability, pregnancy, national origin, military or veteran status, or any other characteristic protected by applicable law.