shivangiverma10
November 14, 2021
1. The Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Alternative Investment Funds) Fifth Amendment) Regulations, 2021 which is in relation to co-investment made by investors of Alternative Investment Funds. 2. After clause (f) of sub-regulation (1) of …
shivangiverma10
November 11, 2021
1. The Securities and Exchange Board of India (SEBI) has notified the the Securities and Exchange Board of India (Portfolio Managers) (Fourth Amendment) Regulations, 2021 which seeks to amend Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020. “Alternative Investment Fund” shall have the same …
shivangiverma10
October 25, 2021
1. The market regulator, Securities and Exchange Board of India (SEBI) has amended the Investor Grievance Redressal System and Arbitration Mechanism. The new framework will come into effect from January 1, 2022. The amendments aimed at further enhancing the effectiveness of investor grievance redressal and arbitration …
shivangiverma10
October 8, 2021
1. The Securities and Exchange Board of India (SEBI) on Monday decided to ban the usage of pool accounts for mutual fund transactions. Market regulator SEBI, in its notification, stated that the pooling of funds by stockbrokers, MF distributors, and investment advisers will be discontinued from …
shivangiverma10
September 29, 2021
1. The Securities and Exchange Board of India (SEBI) met in Mumbai on Tuesday under the Chairmanship of Mr.Ajay Tyagi. The Part-Time Members joined the meeting through video conferencing. The Board, inter-alia decided to relax the eligibility requirements related to the Superior Voting Rights Shares framework. …
shivangiverma10
September 9, 2021
1. The Market Regulator, Security, and Exchange Board of India (SEBI) on Tuesday have notified the Principal officer having decision-making authority related to fund management, to obtain certification from the National Institute of Securities Markets. “The associated persons functioning as principal officer of a Portfolio Manager …
shivangiverma10
September 6, 2021
1. The Securities Exchange Board of India ( SEBI ) has directed the investors to link PAN with Aadhaar before September 30th, 2021. 2. As per Central Board of Direct Taxes (CBDT) notification G.S.R 112(E) dated February 13, 2020, the Permanent Account Number (PAN) of a …
shivangiverma10
September 2, 2021
1. The Market Regulator, Securities, and Exchange Board of India (SEBI) have issued the guidelines on Disclosure of risk-o-meter of scheme, benchmark, and portfolio details to the investors. 2. SEBI has mandated mutual funds to disclose to the investors in which the unitholders are invested as …
shivangiverma10
April 29, 2021
1. The Securities Exchange Board of India (SEBI) has issued circular extending relaxations relating to procedural matter-Issues and Listing. 2. SEBI had granted one-time relaxations from strict enforcement of certain regulations of SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018, pertaining to Rights Issue opening …
shivangiverma10
December 30, 2020
1. The Security and Exchange Board of India (SEBI) imposed a penalty of Rs 5 crore on NDTV for its failure to disclose price-sensitive information about VCPL loan agreements. However, the company denied the charges and said it will appeal against the ruling of the Market …
1. A panel headed by retired Justice R M Lodha had initiated the process of refunds in phases for investors, who invested money in PACL. 2. PACL Limited is India’s Real Estate Development Company with Multi-dimensional portfolio ranging from commercial to retail and residential segments. Lodha …
The Securities Exchange Board of India (SEBI) has notified amendments to SEBI (Investment Advisers) Regulations, 2013. These amendments are intended to strengthen the regulatory framework for investment advisers. SEBI Registered Investment Advisors or SEBI RIA are advisors who generally charge you fees directly instead of indirect …
