Invesco Recruitment of C.A. / C.S./ MBA for Compliance Senior Manager
Invesco is hiring CA/CS/MBA for the post of Compliance Senior Manager. Invesco Ltd. is an American independent investment management company that is headquartered in Atlanta, Georgia, United States, and has branch offices in 20 countries. It has specialized investment teams managing investments across a comprehensive range of asset classes, investment styles, and geographies.The firm dedicated to delivering an investment experience that helps people get more out of life. We are privileged to manage $1,175.1 billion in assets on behalf of clients worldwide (as of August 31, 2019 ).
Job description or Responsibilities as follows.- Compliance Senior Manager
- Investment limit monitoring;
- Reporting under MF / PMS regulations to SEBI, AMC / Trustee Board, AMFI, FIU etc.
- Complete compliance responsibility for PMS.
- Compliance matters viz. offer documents / KIM, scheme launch (end to end compliance), new product launch, listing of schemes on exchanges; vetting of marketing materials, checking of inter-scheme transfers, review of HY financials and portfolios, Trustee report to unit holders, Manuals & policies implementation & updation, issue of notices & addendums pursuant to changes in scheme features.
- AML and STR (complete responsibility).
- managing investment committee / STR Committee & Risk Management Committees i.e. meetings, agenda, minutes etc.
- keeping track of regulatory changes, carrying out impact analysis and tracking implementation.
- Form ADV filing, reports to be submitted to Invesco globally.
- Investment limit monitoring (using Bloomberg System), STR & AML, MF / PMS Compliance matters, regulatory reporting.
Other important details:
- Experience: 06-08 years
- Location: Mumbai
- Vacancies: 01
- Salary: No information available
- Posted date: 04/10/2019
- Starting date or Opening Date to Apply: 04/10/2019
- Last date or Closing Date to Apply: Suggested to apply with 3 days from the Opening date.
- Selection Process: Based on the interview
- Mode of Apply: Online
- Age limit: No information available
For more information and Apply: Please check your eligibility with the above details and apply with apply here link. if you have any doubts please ask in the comment box.